A slightly revised version of this
paper was published in International Security, vol.19,
no.3 (winter 1994/95), pp.130-166
Theory
| 1960s | 1980-1987 |
1988-1990 | 1990 | 1991 | Conclusion
Does ethnicity affect the international system? What are the causes of violent conflict attributed to ethnic solidarity? Since the collapse of the Soviet Union and the outbreak of war in the Balkans, these questions have seized the attention of international relations scholars and policy makers.1 In the former Yugoslavia, war conducted in the name of ethnic solidarity has destroyed the Yugoslav state, leveled entire cities, and resulted in hundreds of thousands of casualties and millions of refugees.2 It has also brought NATO's first out-of-area actions, the largest United Nations peacekeeping operation in history, and the very real possibility of war spreading to other parts of the Balkans.
Is the Yugoslav case a look into the
future of international relations? Are ethnically-mixed regions
in the post-Cold War era inevitably the sites of violent conflict
that will spill over into the international arena? If so, the
only apparent solution would be the creation of ethnically pure
states; yet the greatest threats to peace in this century have
tended to come from those regions in which partitions along ethnic
or religious lines have taken place.3
This apparent contradiction is in fact one of the major challenges
to peace and stability in the international system, given the
growing number of violent conflicts described and justified in
terms of ethnicity, culture, and religion.
Despite the urgency of this issue, theories of international relations
have until quite recently not addressed the question of ethnic
nationalist conflict. The main challenge is conceptual: how to
establish the causal link between ethnic nationalist sentiment
and interstate violence.4
Existing approaches tend to assume either that ethnic sentiment
itself is the main cause of violent conflict, or that external
security concerns lead national decision makers to inflame such
sentiment.5
In this paper I argue that such violent conflict is caused not
by ethnic sentiments, nor by external security concerns, but rather
by the dynamics of within-group conflict.6
The external conflict, although justified and described in terms
of relations with other ethnic groups and taking place within
that context, has its main goal within the state, among members
of the same ethnicity.7
I argue that violent conflict along ethnic cleavages is provoked
by elites in order to create a domestic political context where
ethnicity is the only politically relevant identity. It thereby
constructs the individual interest of the broader population in
terms of the threat to the community defined in ethnic terms.
Such a strategy is a response by ruling elites to shifts in the
structure of domestic political and economic power: by constructing
individual interest in terms of the threat to the group, endangered
elites can fend off domestic challengers who seek to mobilize
the population against the status quo, and can better position
themselves to deal with future challenges.
The dominant Realist approach in international relations tells
us very little about violent conflict along ethnic lines, and
cannot explain the Yugoslav case. Focusing on external security
concerns, this approach argues that conflictual behavior in the
name of ethnic nationalism is a response to external threats to
the state (or to the ethnic group).8
The general literature on ethnic conflict likewise uses the "ethnic
group" as actor and looks to factors outside the group to
explain intergroup conflict.9
But in fact, the Serbian leadership from 1987 onward actively
created rather than responded to threats to Serbs, by purposefully
provoking and fostering the outbreak of conflict along ethnic
lines, especially in regions of Yugoslavia with histories of good
interethnic relations.10
Although the Serbian leadership itself has justified its policies
in terms of an external security threat to Serbia and Serbs, over
the past thirty years a significant part of the Serbian political
elite has advocated a very different strategy based on democratic
pluralism, peaceful negotiations of political conflict and modernization
of the Serbian economy.11
This strategy would probably have been much more successful and
much less costly in ensuring the interests of Serbs and Serbia,
even if the goal had been an independent, enlarged Serbia.12 It is difficult
to argue that an objective security threat exists when even nationalistically-oriented
elites in Serbia denounce the war and claim there was no need
for it.
Another common explanation for violent conflicts along ethnic
lines, particularly for the Yugoslav case, is that ancient ethnic
hatreds have burst to the surface.13
But this too is unsupported by the evidence: in fact, Yugoslavia
never saw the kind of religious wars seen in Western and Central
Europe, and Serbs and Croats never fought before this century;14 intermarriage
rates were quite high in those ethnically-mixed regions that saw
the worst violence;15
and sociological polling as late as 1989-90 showed high levels
of tolerance especially in these mixed regions.16
Although some tensions existed between nationalities and republics,
and the forcible repression of overt national sentiment added
to the perception on all sides that the existing economic and
political system was unjust, the evidence indicates that despite
claims to the contrary by nationalist politicians and historians
in Serbia and Croatia, "ethnic hatreds" are not the
essential, primary cause of the Yugoslav conflict.
In the following sections I lay out a theoretical framework and
hypotheses about ethnic nationalist conflict that look to internal
dynamics to explain external conflict. I then apply this to the
specific case of Yugoslavia, concentrating on five episodes in
which elites within the Serbian republic resorted to conflictual
strategies described and justified in terms of the interest of
the Serbian people.17
In the conclusion I look at how this framework can illuminate
other cases, and what it says about strategies for conflict resolution.
Domestic
Power and International Conflict: A Theoretical Framework
This section lays out a framework and proposes some hypotheses
about the link between ethnicity (and other ideas such as religion,
culture, class) and international conflict. It is based on the
following premises: first, the domestic arena is of central concern
for state decision makers and elites because it is the location
of the bases of their power. Ruling elites will thus focus on
preserving these domestic bases of power. Second, persuasion is
the most effective and least costly means of influence in domestic
politics. One particularly effective means of persuasion is to
appeal to the interest of politically relevant actors as members
of a group. Third, within the domestic arena, appeals for support
must be directed to material and nonmaterial values of
the relevant target audiences--those actors whose support is necessary
to gain and maintain power. Ideas such as ethnicity, religion,
culture, and class therefore play a key role as instruments of
power and influence, in particular because of their centrality
legitimacy and authority.
Finally, conflict over ideas and how they are framed is an essential
characteristic of domestic politics, since the result determines
the way political arguments can be made, how interests are defined,
and the values by which political action must be justified. The
challenge for elites is therefore to define the interest of the
collective in a way that coincides with their own power interests.
In other words, they must express their interests in the "language"
of the collective interest.
Hypotheses about Nationalist Conflict and Domestic Politics
Given these premises, the following hypotheses are put forward
to identify under what conditions national leaders resort to conflictual
policies described and justified in terms of threats to the ethnic
nation.
1. If ruling elites face domestic threats to their power, or to
the political or economic structure on which that power is based,
they will be willing to respond by undertaking policies that are
costly to society as a whole, even if the costs are imposed from
outside. Behavior vis-à-vis the outside may therefore have
its main goal in the domestic arena. If the behavior of political
actors is goal-seeking and if they weigh costs and benefits in
making decisions, they will take into account costs and benefits
not only internationally, but also within the domestic system.
Since survival in power is a prerequisite to achieving any other
goal, if that key goal is threatened those elites most affected
will be willing to impose costs on other societal actors in order
to gain benefits for themselves. If the most effective way to
achieve domestic goals involves provoking costs from outside,
as long as the net benefit to the threatened elites is positive,
they will be willing to undertake such a strategy.
2. Responses to domestic threats will be made in a way that minimizes
the danger to the bases of domestic power. If domestic legitimacy
precludes the massive use of force against political opponents
and depends on respecting certain political forms and "rules
of the game," elites are very circumscribed in how they can
respond to domestic threats. One effective response in this context
is to shift the focus of political debate away from issues where
they are most threatened--for example proposed changes in the
structure of domestic economic or political power--towards other
issues, defined in cultural or ethnic terms, appealing to interests
other than those which clash with the elites' interests.18
By defining the collective interest in non-economic (cultural
or ethnic) terms, such a definition can become the central political
issue, replacing economic issues.
But ethnicity or culture in and of itself does not determine policies;
the interest of the collective defined in ethnic terms can be
defined in any number of ways. Indeed, if there are different
groups within the elite competing for political support, they
will compete over how to define the collective interest, and over
how to achieve a specific definition, by drawing selectively on
traditions and mythologies and in effect constructing a particular
version of that interest. The elite faction that succeeds in identifying
itself with the interest of the collective, and in defining the
collective interest in a way that maximizes its own ability to
achieve priority goals, wins an important victory. It has framed
the terms of political discourse and debate, and thus the limits
of legitimate policy, in a way that may delegitimize or make politically
irrelevant the interests of challenger elites and prevent them
from mobilizing the population on specific issues or along certain
lines.
3. Images of and alleged threats from the outside world can play
a key role in this domestic political strategy. A strategy relying
on such threatening images can range from merely citing an alleged
threat, to provoking conflict in order to create the image of
threat; conflict in turn can range from political to military.
Since political mobilization occurs most readily around grievances,
in order to shift the political agenda elites must find issues
of grievance unrelated to those issues on which they are most
threatened, and construct a political context in which those issues
become the center of political debate. It is at this point that
focus on the interest of the group vis-à-vis the outside
world proves to be quite useful. If the grievance or threat is
to the collective rather than to individuals, it creates an image
of potentially very high costs imposed on the group regardless
of the direct impact on individuals. It therefore constructs the
individual's interest in terms of a particular definition of the
group's interest. If the threat or grievance is outside the direct
experience of the majority of politically relevant actors, there
is no way to verify whether the grievance is real, or indeed whether
it is being addressed or not. And while such a strategy is costly
in terms of reactions from the outside, the main costs (the effects
of violent conflict) are taking place outside the domestic political
arena, and are thus not imposed directly on politically relevant
actors. It also becomes in effect a self-fulfilling prophecy,
as the reactions provoked by the conflictual policies are themselves
pointed to as proof of the original contention. Thus is created
a grievance that, if violence is involved, is sure to continue
for years.
The effect of creating an image of threat to the group is to place
the interest of the group above the interest of individuals. This
political strategy is crucial because, in the case of aggressive
nationalism and images of threats to the ethnic nation, it creates
a context where ethnicity is all that counts, and where other
interests are no longer as relevant.
In addition, such an image of overwhelming threat to the group
delegitimizes the dissent of those challengers who attempt to
appeal to members of the relevant gsroup as individuals or who
appeal to identities other than the "legitimate" identity
in a "legitimate" way, especially if dissenters can
be portrayed as selfish and uninterested in the well-being of
the group, and can therefore be branded as traitors.19
Thus by using a strategy of agenda setting, shifting the focus
of political attention toward the very pressing issue of threats
to the group from outside, and by actively provoking and creating
such threats, threatened elites can maximize the domestic benefits
while minimizing the costs imposed on their own supporters and
thus the danger to their own power bases.
4. In this domestic political context, information and control
over information play a vital role. Control or ownership of mass
media (especially television) therefore bestows an enormous political
advantage where the wider population is involved in politics,
and is a key element in the success of such a strategy. Information
about the outside world in particular can play a central role,
since it is beyond the direct experience of the vast majority
of the population and cannot be directly verified. 5. Elites will
tend to define the relevant collective in ethnic terms when past
political participation has been so defined; when such a definition
is encouraged by international circumstances; and when these elites
are seen as credible defenders of ethnic interests and concerns.
Clearly for grievances or threats to the group to be politically
relevant, a majority of politically relevant actors must be able
to be identified as members of that group. That does not mean,
however, that their main or primary identity must be to the group;
in fact, people have multiple identities and such identities are
highly contextual. The key is to make a particular identity, and
a specific definition of that identity, the only relevant or legitimate
one in political contexts.
The group identity must have some link to past political participation.
Ethnic nationalist ideology, relying on the idea of identity in
terms of ethnicity and appealing to the collective interest of
the nation defined in ethnic terms, has in particular proved a
quite effective means of gaining and maintaining power in the
domestic arena in the successor states of the great empires of
Eastern and Central Europe. A major reason for this politicization
of ethnic identity is external; from the nineteenth century onwards
the great powers used the standard of national (usually ethnically-defined)
self- determination to decide whether a territory merited recognition
as a sovereign state--a practice that continues to today. Those
elites in a territory who could make the best case for representing
the interests of an ethnic group could increase their power vis-à-
vis the domestic arena by being internationally recognized as
the representative of their ethnic or national group.20
In Eastern and Central Europe this factor reinforced the Ottoman,
Romanov and Habsburg empires' definition of political participation
in terms of religion in the first two cases and language in the
latter and the subsequent construction of politicized identities
in the 19th century.21
This political reification of ethnic identity was even more firmly
entrenched in the socialist world, where the regimes used the
ethnic nation as a real unit of analysis. Thus, territorial administrative
units were set up along ethnic lines, specific aspects of national
culture were encouraged, and in Yugoslavia an ethnic "key"
existed within republics which determined the distribution of
certain positions by ethnic identity according to the proportion
of each group in the republic's population.22
In addition, the repression of overt expression of ethnic sentiment
and the oppression of entire groups of people solely on ethnic
criteria created grievances which came to the fore when politics
was opened up to the wider population. This combination of an
ethnically- defined territorialization of power and ethnic grievances
against the old regime encouraged elites in newly democratizing
regions to look to ethnic national identity as a legitimating
force.
It is these types of political circumstances, both internal and
external, which determine which identity will be likely to predominate
in domestic influence attempts which appeal to collective interests.
Since conflictual policies tend to take place along these previously
politicized lines of identity, they also tend to create the impression
of continuity between past conflicts and current ones, and indeed
are specifically portrayed in this way. But there is nothing "natural"
about ethnic interest that requires it to be defined in a conflictual
way.
6. The larger and more immediate the threat to the ruling elite,
the more willing it is to take measures which, while preserving
its position in the short term, may bring high costs in the longer
term; in effect it discounts future costs. The intensity and thus
costliness of a conflictual strategy depends on the degree of
the threat to old elites. These factors include:
a) The time frame of the threat to power. While the conflictual
policies may over the long run result in an untenable position
and ultimately undermine the bases of political influence, current
political behavior in a situation of immediate threat is motivated
by that threat and the concern for keeping power in the short
run, which at least leaves open the possibility of survival in
the long run. This also gives them time to fashion alternative
strategies for dealing with change, including shifting the bases
of their power.
b) The strength of the opposing elites also affects the immediacy
of the threat. If the opposing elites are successfully mobilizing
the majority of the politically relevant actors against the status
quo, ruling elites will feel quite threatened and be willing to
incur high costs to preserve its position. Threatened elite will
also attempt to recruit other elites, at the local and regional
as well as national levels, to prevent such a mobilization, since
the stronger the challenging coalition, the greater the threat.
c) The costs to the threatened elites of losing power is a further
factor; that is, what resources and fallback positions will they
have if change does take place. If they have everything to lose
and nothing to gain, they will be much more likely to fight and
to build a coalition with other elites than if they have resources
that would allow them to remain involved in power to some degree.
For example in the Soviet Union and in Yugoslavia many ideological
workers and some managers of unprofitable factories felt very
threatened by moves toward market economics (because they owned
nothing, since their power, privilege, and economic security were
tied up with their positions, and because they had no skills transferrable
to market conditions), and have indeed been the strongest parts
of coalitions using aggressive nationalism. In Hungary, on the
other hand, the reform process of previous 25 years meant that
there were many fewer purely ideological workers, and many party
workers and managers had transferrable skills. The result is less
resistance on their part to change, since it did not pose as much
threat.23
d) For the conflictual strategy to include the use of military
force, especially against other states, the status-quo coalition
must include a dominant faction within the military.
7. Threatened elites may use marginal neo-fascist parties as part
of their conflictual strategy in conditions where the wider population
is included in the political system. Every country has small extremist
groups whose mainstay is exactly this type of strategy of ethnic
hatred and violence; their motivations may be political, personal,
psychological. But the very existence of this option is clearly
not enough for it to come to dominate state policy. For a sufficient
part of the power elite to ally with or make use of this extremist
fringe and give it access to weapons, media, etc., parts of the
national and regional elite must feel threatened enough, as described
above, to see the costs involved as worth the risk. An advantage
is that by bringing extremists into the political realm, the "center"
is moved to the right; so a statement that ten years earlier may
have been too racist, after this kind of strategy may be relatively
moderate.24
By making issues of ethnic nationalism the center of political
discourse, this strategy also turns those who, if the axis were
economic issues, would be labeled arch-conservatives, into moderate
centrists.
8. Internal costs of a conflictual strategy are closely monitored,
since they must be outweighed by benefits. Of particular importance
is the need to prevent popular mobilization against costs of the
conflictual external strategy. When conflict is in the realm of
political rhetoric, it may have great support among the population,
since it is basically costless. But if military conflict is involved,
the costs to the general population rapidly start to mount. Despite
assumption that ethnic political mobilization inevitably pushes
politics towards extremistm, there is in fact little evidence
of a natural progression from ethnic mobilization to violent ethnic
conflict.25
Rather, conflict will be undertaken with an eye to minimizing
the costs for those parts of the population which are key for
support, and conflict will tend to be provoked outside the borders
of the elite's power base, with great efforts taken to prevent
war from spilling over into the domestic territory. Thus in the
Soviet case, anti-reform conservatives provoked violent ethnic
conflict outside of Russia, in Moldova, Georgia and the Baltics;
in the Yugoslav case armed conflict has not taken place within
Serbia itself, and the Croatian conservatives' conflictual strategy
affected mainly central Bosnia.
Of course, if material conditions deteriorate enough and if the
discrepancy between the interest of the collective group and the
interest of the status quo power elite becomes great enough, parts
of the elite may successfully lead the wider population to revolt
violently against the power structure to such an extent that force
has to be used against members of the group whose collective interest
is supposedly being sought. In this case parts of the old elite
may jump on the bandwagon of the new elites who lead such revolutionary
revolts.
9. External costs are also key. Such a strategy is most likely
when the potential international costs, in terms of how it would
affect the status-quo elites' domestic power position, are minimal.
But if the cost of external reaction threatens parts of the status-
quo coalition, they may defect, since losses at hands of domestic
elites may be less than at hands of external foes, especially
if challenger elites are willing to offer a deal to the defectors.
This strategy will thus be very sensitive to the kinds of costs
it provokes from the outside.
This type of conflictual policy thus comes to dominate some states
or regions and not others, depending on the degree of threat to
the existing power structure and the size of the coalition (at
both national and regional levels) of those within the power elite
threatened by change. If a challenge to the existing power structure
takes place in such a way that most of the old elite perceives
a "way out," either by cooptation into the new system
or by being allowed to fade away without being deprived of all
privileges and benefits, a coalition will probably not be strong
enough to impose a costly conflictual strategy as state policy.
It may nevertheless incite conflict and violence in the hopes
of gaining wider support.
The Case of
Serbia
The violent conflict along ethnic lines in the former Yugoslavia
was a purposeful and rational strategy planned by those most threatened
by changes to the structure of economic and political power, changes
being advocated in particular by reformists within the ruling
Serbian communist party. In response, a wide coalition--conservatives
in the Serbian party leadership, local and regional party elites
who would be most threatened by such changes, orthodox marxist
intellectuals, nationalist writers, and parts of the Yugoslav
army--joined together to provoke conflict along ethnic lines.
This conflict created a political context where individual interest
was defined not in terms of economic well-being, but as the survival
of the Serbian people. Their original goal was to recentralize
Yugoslavia in order to crush reformist trends throughout the country,
but especially in Serbia itself. By 1990, in a changed international
context and with backlashes in other republics against their centralization
strategy, the conservative coalition moved to destroy the Yugoslav
state and create a new, Serbian-majority state from which a large
percentage of non-Serbs have been expelled. By provoking conflict
along ethnic lines this coalition deflected demands for radical
change and allowed the elite to reposition itself and survive
in a way that would have been unthinkable in the old Yugoslavia,
where only 39 percent of the population was Serb.
Serbian conservatives relied on the particular idea of ethnicity
in their conflictual strategy because political participation
and legitimation in this region historically was constructed in
such terms. The Serbian national myth, molded in the struggle
against the Ottoman Turks and in the expansion of the Serbian
state in the 19th and early 20th centuries, played a central role
in Yugoslav politics between 1918 and 1941, and remained important
for the communist partisans, who relied on popular support during
the war. The ethnic national bases of the Yugoslav republics was
the result of this wartime need for popular political support,
and was maintained as more than a facade after the 1948 break
with the Soviet Union again forced the communists to rely on some
level of popular support. This political reification of ethnicity,
along with the suppression of expressions of ethnic sentiment,
combined to reinforce the historical construction of political
identity in terms of ethnic identity.26
In addition, the rhetoric of threats to the ethnic nation was
available to Serbian conservatives in a way that it was not in
other republics, in part because the Serbian party was one of
the few that was ethnically homogeneous enough that such a strategy
would not automatically alienate a significant portion of the
party membership. In addition, the Serbian republic (even without
its provinces) had regional differences in economic development
that were more extreme and significant than in any other republic.
Thus while liberals there were stronger, conservatives were also
more threatened, and had a grassroots base upon which to rely
for support. Serbia's conservatives were also well-placed to oppose
change, given Serbia's centrality to the Yugoslav federation and
the often congruent interests between Serbian conservatives and
conservative elements in the Yugoslav army.
Five episodes are described below in which conservative forces,
especially those in Serbia, were threatened with the radical restructuring
of political and economic structure of power. Using the concepts
laid out above, each section looks at the threat to the conservatives
and the status quo; looks at their responses; and looks at the
effect of those responses.
1960s:
Threats to the status quo
In the early 1960s, in response to an increasingly dysfunctional
economic system, reformists in the Yugoslav party leadership,
with Tito's support, began a radical restructuring of the Yugoslav
political and economic system. At the micro level the 1965 reform
was a direct attack on party bureaucrats in enterprises as well
as those in local administrative positions,27
and also involved a loosening of party control of society, including
tolerance of more open expression of national sentiment.28
At the macro level the reform radically decentralized the federation,
and almost all decision making was given to the republics. This
allowed the top leadership to bypass the conservatives who dominated
the central bureaucracy and to rely instead on the republic-level
leaders and central committees, which were dominated by young
technocratically-oriented reformists. Indeed, this decentralization
was enthusiastically supported by all the party leaderships, including
the Serbian. By the summer of 1971 there was also discussion of
decentralizing the party itself, a topic which was to be addressed
at a party meeting in November 1971.29
If undertaken, the effect would have been to institutionalize
reformism in each republic, remove all power from the conservatives
who dominated the center, and to remove even the possibility of
a conservative comeback.
The conservatives were clearly threatened by the popularity of
the young republic-level reformist leaderships in their central
committees, as well as among the wider population. Indeed, the
goal of the reforms had been in part to broaden the legitimacy
of the communist party by building a base in that wider population;
this meant, however, that conservatives were faced with leaders
who could mobilize the population in support of irreversible radical
changes in the structure of power.30
Response
In response the conservatives at first tried to sabotage implementation
of the reform. The result, however, was that in 1966 Tito purged
conservatives from the leadership of the party, and the reform
became even more radically threatening to conservatives. Some
conservatives in the Serbian party then began publicly to argue
that the reforms were harmful to the Serbian nation, and linked
the reforms to the "historical enemies" of Serbia. Although
they were expelled from the party in 1968, by 1971, as the party
faced the possibility of radical decentralization, other conservatives
in the Serbian party and army pointing in particular to the open
expression of nationalist sentiment in Croatia, which included
some extremist views. Conservatives blamed the Croatian leadership
for revival of Croatian nationalism.31
These conservatives allied with some conservatives in the Croatian
and Bosnian parties, party workers and war veterans who had been
forced into retirement, members of the central bureaucracy, elements
in the Yugoslav army, and Serbian nationalist intellectuals, to
invoke the massacre of hundreds of thousands of Serbs by the Croatian
Ustase leadership during World War II and to blame the reforms
for undermining socialism and endangering Croatia's Serbs. Conservatives
in the security forces and in the army, in particular, convinced
Tito to act against the Croatian reformists.32
The Croatian reformists were purged and tanks were sent onto the
streets of Zagreb.33
The following year the Serbian reformists were also purged, despite
very strong resistance from the republic's central committee;
the other republics and provinces followed. As a result, the local-level
reforms were effectively reversed, and a renewed ideologization
took place.34
Casting the threat posed by reform in terms of ethnic nationalism
allowed the conservatives to shift the focus of political debate
away from the cross-republic reformist project, and toward the
alleged threats from Croatian nationalism; this allowed them to
argue that radical reform had in fact brought the emergence of
nationalism and thus of counterrevolution.35
By using the threat of external and internal enemies of socialism
defined in ethnic national terms, they managed to divide the country's
strong reformists and thereby to prevent the decentralization
of the party and to reverse the essence of the reforms (although
decentralization of the federation itself remained and was enshrined
in the 1974 constitution).36
In addition, the Yugoslav Army now became a key political player,
with the official role of ensuring the domestic order against
external and internal enemies; this made the army the natural
ally of conservatives in the party. By 1974, 12 percent of the
federal central committee wer army officers, up from 2 percent
in 1969.37
1980-1987:
Threat to conservatives
When Tito died in May 1980 the debate over reform, which had been
muffled, broke out into the open. The economic crisis triggered
by the global recession of the late 1970s, the oil shock, and
Yugoslavia's huge foreign debt burden ($20 billion by the early
1980s), as well as the negative results brought by ending reform
in the early 1970s, all compelled radical systemic change. And
indeed, the reformists' proposals were much more radical than
in the 1960s and their audience--managerial elites, democratically-oriented
intellectuals, and party rank-and-file--much more receptive. The
proposals were therefore much more threatening to the conservatives
than they had been in the 1960s, especially without Tito to moderate
conflicts; the political conflict had become winner-take-all.
Serbian reformists were in the forefront of this struggle, and
in the early 1980s the Serbian party was among the most liberal
in the country. Members of the Serbian party leadership called
not only for totally removing party influence at the local levels
of the economy, but also for greater reliance on private enterprise
and individual initiative; multiple candidates in state and party
elections; free, secret elections in the party; recognition and
adoption of "all the positive achievements of bourgeois civilization,"
i.e. liberal democracy.38
From within the party were also heard calls for private enterprise
to become the "pillar of the economy," and even calls
for a multi-party system. Reformists were also very critical of
the Army's privileged political and budgetary position, and very
early called for cutting that influence.39
Once again reformists were seeking to mobilize broader popular
sentiment against conservative positions among party rank-and-file
as well as the wider population at a time when the economic crisis
had discredited the conservatives' ideological stance.40
Due to the consensus nature of federal decision making, the conservatives
were at first able to hinder an outright reformist victory, but
the terms of the debate nevertheless shifted in the favor of the
reformists. Indeed, by the mid-1980s secret multi-candidate elections
were being held for party officers, and even some state posts
were chosen in multi-candidate popular votes.41
Conservative response to the threat
Conservatives in Serbia responded with a three-pronged strategy.
The first was to reemphasize orthodox Marxist themes, in an attempt
to delegitimize liberal trends at the lower levels of the party;
the second was to attempt to defeat the reformists in the leadership
by shifting the focus of attention toward ethnic questions, in
particular the alleged "genocide" against Serbs in the
province of Kosovo; the third was to portray Serbia as the victim
of Tito's Yugoslavia, setting the stage for an attack on the autonomy
of other republics.
Although the conservatives were not very successful in the political
debates over reform at the leadership level, at the local level
in Serbia they imposed an orthodox ideological line, while at
the same time raising the issue of Serbian nationalism. Most notable
was the Belgrade party organization, headed beginning in 1984
by Slobodan Milosevic. Soon after coming to power Milosevic began
a campaign stressing ideological orthodoxy,42
and sent out warnings to all Belgrade party units urging vigilance
against "the dangerous increase in anti-Yugoslav propaganda"
from internal and external enemies, a warning that also dominated
Yugoslav army leadership pronouncements.43
At the same time, a nationalist campaign began among Belgrade
party members and "lefist" intellectuals, including
Milosevic's sociologist wife Mirjana Markovic, who sought to defend
"the national dignity of Serbia" and to protect its
interests in Yugoslavia.44
Belgrade also saw growing numbers of protests by Serbs from the
province of Kosovo, claiming to be the victims of ethnic Albanian
"genocide."45
The fact that the demonstrations took place without police interference
was a sign that they were at least tolerated by the Belgrade party.
In January 1986, despite very strong opposition from within the
party leadership, Milosevic was elected head of the Serbian party's
central committee.46
This period saw increased attention to the issue of Kosovo by
a Belgrade-centered coalition of conservative party members, orthodox
Marxist intellectuals, and nationalist-oriented intellectuals
who repeated the charges of "genocide" against Serbs
in Kosovo.47
Journalists who were allied with Milosevic, especially at the
daily newspaper Politika, undertook a media campaign to
demonize ethnic Albanians and to "confirm" the allegations
of genocide.48
Indeed, the issue of Kosovo now became the conservatives' main
weapon against reformist forces within Serbia and in the wider
federation, as Serbian conservatives insisted that the issue be
the priority concern not only of the Serbian party but at the
federal level as well.49
However, it soon became clear that this coalition's goals were
not limited to Kosovo and Serbia. An ideological manifesto written
by some members of the Serbian Academy of Sciences and Arts in
1985, although claiming to call for democracy, actually advocated
the restoration of the repressive, centralized socialist system
that existed before the 1965 reforms; sharply attacked the 1965
reforms as the root of all evil in Yugoslavia and as being aimed
against Serbs; declared Serbs in Kosovo and Croatia to be endangered;
and denounced the "anti-Serbian coalition" within Yugoslavia.50 Indeed, given
the nature of decision-making in Yugoslavia, to prevent radical
reform in Serbia the conservatives would have to ensure that it
did not take hold in the other republics and at the federal level.
Effect of the conservative response
The result of the Serbian strategy was that questions of radical
reform were shunted aside in order to deal with the pressing issue
of "genocide" in Kosovo, and through a combination of
press manipulation, mass rallies and political manipulation, and
a stress on Stalinist notions of democratic centralism, by September
1987 Milosevic managed to consolidate conservative control over
the Serbian republic's party organization.51
Those parts of the Serbian media that had been relatively independent
were taken over by conservative editors allied with Milosevic.
1988-1990:
Threats to the status quo
The conservative coalition, although it had consolidated control
over the Serbian party organization, the conservative coalition
still faced threats from reformist forces in other Yugoslav republic
and provincial organizations (Serbia was only one of eight) as
well as in the federal government, especially as the economic
situation continued to deteriorate. Slovenia, with strong liberal
and democratic currents, was in the vanguard of increasingly vocal
calls for an end to the one-party system and for Yugoslavia to
move closer to the west, as well as very sharp criticisms of the
Yugoslav army.52
Also threatening were the successes of Federal Prime Minister
Ante Markovic, a strong reformer who, despite Serbian opposition,
managed to get Federal Assembly approval for radical transformation
of the Yugoslav economy.53
Conservative responses to the threat
Over the course of 1988 and 1989 Milosevic and his allies attempted
to subvert the party leaderships in other Yugoslav republics and
to weaken the federal government through a strategy of appealing
to an aggressive version of Serbian nationalism. This strategy
was viable despite the Serbs' minority status in Yugoslavia, because
Serbs were overrepresented among politically relevant actors including
communist party officials and members in other republics, and
within the federal bureaucracies.54
As long as this remained the case, Serbian conservatives could
"legitimately" gain power in all of Yugoslavia (and
thereby legally recentralize the country) if they could dominate
the federal party and state collective leaderships by controlling
at least five of the eight votes.
To this end Serbian conservatives continued to focus on the image
of threatened Serbs in Kosovo. They staged mob rallies of tens
of thousands in every major town in Serbia as well as in other
republics and in front of party headquarters and during party
meetings; these rallies, decrying the "atrocities" in
Kosovo, called for party leaders to step down.55
The result was that the party leaderships in Vojvodina and Montenegro
were ousted in October 1988 and January 1989.56
The Kosovo party leadership (which had been hand-picked by the
conservatives in Belgrade) was also pressured to resign and thereby
allow the end of Kosovo's autonomy and the recentralization of
Serbia. Although these moves provoked massive demonstrations and
strikes among the province's Albanian population to protest the
threat to its autonomy, in March 1989 the Kosovo assembly, subjected
to fraud and manipulation by Belgrade, voted to end the province's
autonomy.57
Similar pressure was also put on the Croatian government: massive
rallies organized from Belgrade were held in the rural Serb majority
region of Krajina, with the intention of eventually moving on
to Zagreb to overthrow the Croatian party leadership.58
Likewise the ruling party in Bosnia-Hercegovina discovered that
Serbia's secret police were active in the republic.59
In Slovenia the plan was cruder: hundreds of intellectuals and
dissidents were to be arrested and the army was to be used to
put down protests.60
The conservatives' strategy of consolidating control over the
other republics through the use of aggressive Serbian nationalism
was accompanied by increasingly vehement media demonizations not
only of Albanians, but also of Croats,61
as well as an active campaign to portray Tito's Yugoslavia as
specifically anti-Serbian.62
It claimed that an authoritarian, Serb-dominated and centralized
Yugoslavia was the only way to ensure the security and interests
of all Serbs; such a Yugoslavia also, not coincidentally, would
ensure the power interests of the conservative Serbian elites.
One of the major concerns throughout the country, but especially
in Serbia, was the deteriorating economy, which was an issue that
could not be ignored. Milosevic blamed these problems on Markovic's
reforms, and put forward his own program that rejected even the
most modest of the reformists' proposals. Milosevic called for
more efficient use of existing resources rather than any structural
changes, emphasized "social ownership" rather than private
property, stressed the priority of reforming (that is, strengthening)
the federal organs, and rejected even the possibility of nonsocialist
political parties.63
Meanwhile the army, under Defense Minister Branko Mamula, openly
sided with orthodox conservative positions and harshly attacked
the political opposition. Counter to trends in much of the country,
orthodox indoctrination was stepped up within the military itself.64 The army also
endorsed Milosevic's neo-socialist economic and political program,
stressing in particular continued monopoly of the communist party
and recentralization of the state.65
In cooperation with Serbian conservatives, the military openly
attacked reformists' calls to democratize the country, reduce
the military's political role and to reform the military-industrial
complex. Moreover, statements by top army officers "made
clear that they viewed the Army's internal mission in orthodox
ideological terms."66
Effects of the conservative responses
Although this strategy gained Serbia control over four of the
eight federal units, and placed the threats to Serbdom at the
center of political discourse, it also provoked backlashes in
the other republics. In Slovenia, publication of the army plans
to crush dissent radicalized the party and the wider population
in Slovenia, where by mid-1988 an unofficial referendum on independence
was held and the party began advocating introduction of a multi-party
system. In Croatia, a bastion of conservatism since 1971, the
Serbian moves emboldened the reformist minority, so that by October
1988 the Croatian party proposed dismantling the communist party's
leading role and encouraging private property.67
Even conservative Serbs within the Croatian leadership criticized
Milosevic's strategy.68
Likewise in Bosnia, which had previously been supportive of Milosevic,
the aggressive nationalist strategy and the threat to the Bosnian
party leadership led it to distance itself from Serbia's positions.69
By the end of 1989, reformist forces had taken over the Croatian
party, and both the Slovene and Croatian parties had scheduled
multi-party elections for the spring of 1990 (in Croatia despite
attempts by conservative Serb allies of Milosevic to prevent this).70 An attempt
by Milosevic to recentralize the federal party at an extraordinary
LCY Congress in January 1990 failed as the Slovene party walked
out when its proposal for de jure party independence was
rejected, and the Croatian, Bosnian and Macedonian parties refused
to continue the meeting.
1990:
Threats to the status quo
1990 saw the greatest threat yet to the conservative Serbian coalition
and its allies: the emergence of a political system in which the
wider population would choose political leaderships. The strategy
of recentralizing Yugoslavia by use of mob rallies and aggressive
Serbian nationalism to pressure communist party leaderships was
clearly no longer feasible; likewise, there was little chance
of winning an election in a country where only 39 percent of the
population was Serb, especially since Milosevic's strategy had
alienated most non-Serbs.
The specific threats were now from three directions. The first
was the fact that in the spring 1990 elections in Slovenia and
Croatia, openly anti-socialist parties committed to a loosening
rather than tightening of political ties had taken power, due
in large part to a backlash against Milosevic.71
Federal decision-making bodies thus now included representatives
from these two republics, marking the introduction of an irreconcilable
ideological difference in terms of economic and political viewpoints.
Indeed, the Slovene and Croat governments soon put forward formal
proposals for confederalizing the country, rejecting out of hand
Serbia's calls for recentralization. Given the pressure for multi-party
elections in the other Yugoslav republics, and the fall of communist
parties throughout the rest of Eastern Europe, it seemed likely
that other republics would join these calls.72
The second set of threats came from the policies of federal Prime
Minister Markovic. By early 1990 these policies were quite successful
in lowering inflation and improving the country's economic situation,
and he was very popular, especially within Serbia.73
Taking advantage of these successes, and looking ahead to multi-party
elections, he pushed bills through the Federal Assembly legalizing
a multi-party system in the entire country, and in July 1990 formed
a political party to support his reforms.74
The biggest challenge, however, came from within Serbia itself.
Encouraged by the fall of communist regimes in the rest of Eastern
Europe and the victory of noncommunists in Croatia and Slovenia,
opposition forces in Serbia began organizing and pressuring the
regime for multiparty elections, holding massive protest rallies
in May. Although Milosevic argued that elections could not be
held until the Kosovo issue was resolved, by June the Serbian
regime recognized the unavoidability of elections.75
Response
Within Serbia, the regime again resorted to the issue of Kosovo,
in particular working assiduously to provoke violent resistance
from the Albanian population.76
Despite these actions and the fact that the new Serbian constitution,
adopted in September, effectively stripped Kosovo of its autonomy,
the Albanians pursued a policy of peaceful resistance.
While turning up the heat on Kosovo, the Serbian party also had
to deal with opposition parties at home, both nationalist ones
from the right (most notably the Serbian Renewal Movement, SPO,
headed by writer Vuk Draskovic), as well as from civically-oriented
democratic parties. In the face of anticommunist nationalist party
opposition, and in order to win the necessary two-thirds of the
Serbian vote (since the party had alienated the 33 percent non-Serb
population of the republic), the Serbian conservatives first undertook
a strategy of averting a split of the communist party into a large
pro-reform social democratic party that would more credibly appeal
to the population's economic interest, and a small hard-line party
(as happened in the rest of Eastern Europe). The Serbian party
was renamed the Socialist Party of Serbia (SPS). The regime continued
its complete control over the mass media, and greatly limited
access of opposition parties to television. In the election campaign
the SPS successfully appealed to the material well-being of the
voters, arguing for the continuation of a socialist system that
provided social security and economic growth.77
Economic problems were blamed on the "anti-Serbian"
policies of Yugoslav federal Prime Minister Markovic. The government
also printed US$2 billion in dinars for overdue worker salaries
just before the December elections, funds taken illegally from
the federal treasury.
On issues of nationalism, the party had already very much distanced
itself from the policies of Tito, especially those which forbade
public expression of national sentiment. This fact, plus the fact
that Yugoslav agriculture had remained in private hands, ensured
the SPS of most of the vote of peasants and those one generation
off the land, a majority of the voters, and thus dampened anticommunist
sentiment against it.78
The SPS, linking the nationalist Serbian Renewal Movement (SRM)
to Serbian extremists during World War II, portrayed the SRM as
wanting to drag Serbia into war, and painted itself as a moderating
and progressive force.79
The SPS managed to win an overwhelming majority of parliamentary
seats with the support of 47 percent of the electorate (72 percent
of Serbia's Serbs).80
But the challenge to the conservatives from outside of Serbia,
in the context of the Yugoslav federation, continued. The Serbian
conservatives' response was to continue to demonize other ethnic
nationalities, and also to begin provoking confrontations and
violent conflicts along ethnic lines and to discredit the very
idea of a federal Yugoslavia, calling it the creation of a Vatican-Comintern
conspiracy.81
Even before the 1990 elections the Belgrade media had stepped
up its campaign against Croatia, and after the elections it accused
the new Croatian ruling party, the Croatian Democratic Union (CDU)
of planning to massacre its Serbian residents.82
Throughout the summer of 1990 the Serbian media also ran stories
detailing the anti-Serb massacres of the World War II Ustasa regime,
furthering the implicit link with the CDU.83
Following the Croatian elections, Belgrade and its allies also
began to provoke violent conflict in the Serbian-populated areas
of Croatia, although in the May 1990 elections only a small minority
of Croatia's Serbs had supported the Serbian nationalist party,
the Serbian Democratic Party (SDP).84
Between July 1990 and March 1991, Belgrade's allies took over
the SDP, replacing moderate leaders with hard liners. It portrayed
the CDU as genocidal Ustasa; rejected all compromises with Zagreb;
held mass rallies and erected barricades; threatened moderate
Serbs and non-SDP members who refused to go along with the confrontational
strategy; provoked armed incidents with the Croatia police, and
stormed villages adjacent to the regions already controlled by
Serbian forces and annexed them to their territory.85
Throughout this period, conciliatory moves by the Croatian regime
were rejected and moderate Serbs who disagreed with Belgrade's
conflictual strategy were branded as traitors.86
Although the campaign rhetoric and the actions of hard-liners
in CDU did give Serbs cause for concern, rather than fostering
negotiation and compromise with Zagreb, Belgrade exacerbated the
Croatian Serbs' concerns.
Following Milosevic's December 1990 victory in the Serbian elections,
the situation in Croatia became even more confrontational as a
hard line group within the SDP, working closely with Belgrade
and armed by the Yugoslav Army, began to provoke armed conflicts
with Croatian police in areas where Serbs were not in the majority.87 Croatian Serbs
were increasingly pressured to toe the SDP line, and Croats in
Krajina were besieged by Serbian armed forces and pressured to
leave.88 These
purposefully provoked conflicts were publicly characterized by
Belgrade as "ethnic conflicts," the result of ancient
hatreds, and the Yugoslav army was called in to separate the groups.
At the end of February, Krajina proclaimed its autonomy from Croatia.
These Serbian moves provoked Croat hardliners to take repressive
actions against Serbs in areas where the ruling party controlled
the local government: these actions were pointed to by Belgrade's
allies as proof of the threat to Serbs.89
Despite calls by Croatian hard-liners to use military force, Zagreb
lacked significant stocks of weapons (although it was seeking
sources), and Croatian president Franjo Tudjman clearly feared
providing the Yugoslav army with an excuse to crush the Croatian
government. He was thus forced to accept the army's gradually
expanding occupation of the areas where the SDS's authoritarian
rule prevailed. This period saw the groundwork for a similar strategy
being laid in Bosnia by Belgrade's ally there, Radovan Karadzic,
head of that republic's SDS.90
As conflict heated up in Croatia, in negotiations over the future
of Yugoslavia, Milosevic and his allies refused to budge from
his call for a more tightly centralized federation. He declared
that if his demand was rejected, then the borders of Serbia would
be redrawn so that all Serbs would live in one state.91
The result of this strategy of conflict was to further the destruction
of Yugoslavia. The provocations and repression of even moderate
Serbs in Croatia increased the territory under JNA control, and
provoked reactions on the part of extremist Croats.
1991:
Threat to the status quo
This apparently successful strategy was suddenly interrupted when
the Serbian political opposition held massive protest rallies
in Belgrade on March 9 and 10.92
Appealing to the wider population, the opposition, led by Serbian
Renewal Movement chief Vuk Draskovic, threatened to oust the regime
by force of street rallies. Initially called to denounce the regime's
tight control and manipulation of the media, the rallies also
condemned Milosevic's disastrous economic policies and his policy
of provoking conflict with other republics.93
They called for the SPS to step down from power as other East
European communists had done. Although Milosevic's immediate reaction
was to call the army to put down the demonstrations (since the
republic's police forces were all in Kosovo), the military refused
to use massive force.94
This marked the start of the democratic opposition's rapid rise
in popularity and the beginning of an open split within the ruling
SPS by democratic, pro-reform forces.95
Shortly thereafter massive strikes (including one of 700,000 workers)
aimed specifically against Milosevic's regime shook Serbia.96
Response
Given the refusal of the army to use force, Milosevic was forced
to negotiate with his opponents. He accepted limited economic
reform, printed more money to pay workers, and discussed the formation
of a multi-party Serbian national council. At the end of March
he secretly met with Croatian President Tudjman to agree on a
division of Bosnia-Hercegovina, thus removing the possibility
of Tudjman taking advantage of Milosevic's then-weak position.
In April Milosevic finally accepted the principle of a confederation,
and in early June talks over the future of Yugoslavia, he agreed
to the principles on which such a confederation would be based.97 Belgrade also
pressured its Serbian allies in Croatia to negotiate with Zagreb,
although they refused to reach an agreement.98
Yet at the same time, the strategy of provoking conflict along
ethnic lines was also stepped up. Milosevic himself labeled the
protesters "enemies of Serbia" who were working for
Albanians, Croats, and Slovenes to try to destroy Serbia, and
he ominously stressed the "great foreign pressures and threats"
being exerted on Serbia and which gave "support to the forces
of disintegration of Yugoslavia."99
The media stepped up its portrayals of Croatia as a fascist Ustase
state, and in April graphically reported on the opening of caves
in Bosnia-Hercegovina filled with the bones of thousands of Serb
victims of the Ustase; in August it broadcast the mass interment
of the remains.100
This period was also one of close cooperation between the Yugoslav
army, the Belgrade regime and the Bosnian SDP, as the three sides
implemented "Project RAM," a plan to use military force
to expand Serbia's borders westward and create a new Serbian Yugoslavia.101 Thus in Bosnia
in the spring of 1991, the SDP set up "Serbian Autonomous
Regions" which were declared no longer under the authority
of the republic government, a repetition of the Krajina strategy.102
The SPS at this time also began an open alliance with the neo-fascist
Serbian Radical Party led by Vojislav Seselj, ensuring Seselj's
election to the Serbian parliament in a by-election.103
Seselj's guerrilla groups were active in the ensuing escalation
of conflict in Croatia. In this period, Belgrade also exerted
growing pressure on moderate Serb leaders in Croatia's ethnically-mixed
Slavonia region (where Serbs were not in the majority) to accept
its confrontational strategy; in May, Krajina held a referendum
to join with Serbia, and Belgrade-supported guerrillas including
Seselj's "Chetniks," flowed into Croatia, terrorizing
both Serb and non-Serb populations in the more developed regions
of Eastern and Western Slavonia (neither of which had Serb majorities).104 These forces
attacked Croatian police, in at least one case massacring and
mutilating them, and began a policy of forcible ethnic expulsions
in areas coming under their control. Moderate SDP leaders denounced
Belgrade for provoking and orchestrating this confrontational
strategy.105
In the face of this pressure, and in preparation for the new confederal
agreement, in late June the Croatian government declared the start
of a process of disassociation from Yugoslavia, specifically stating
that it was not an act of unilateral secession and that Zagreb
continued to recognize the authority of federal organs, including
the army.106
When the army attacked Slovenia following its own declaration
of sovereignty, Croatia did not help the Slovenes, in order to
avoid giving the army an excuse to attack Croatia.107
Nevertheless, Yugoslav army, despite its promises not to attack
Croatia,108
escalated and intensified the conflict in Croatia, and Serbian
forces continued their strategy of provoking conflicts in Slavonia
and on the borders of Krajina, terrorizing civilian populations,
destroying Croatian villages and Croat parts of towns, bombing
cities to drive out the population, and forcing Serbs on threat
of death to join them and point out Croat-owned houses.109
Serbs who openly disagreed with these policies were terrorized
and silenced.110
Helsinki Watch noted that in the period through August 1991, when
the Croats finally went on the offensive and Croat extremists
themselves undertook atrocities against civilians, by far the
most egregious human rights abuses were committed by the Serbian
guerrillas and the Yugoslav army, including indiscriminate use
of violence to achieve their goals of terrorizing the Serb population
into submission and driving out the non-Serb population.111
This policy, by provoking extremists forces in Croatia into action,
thus in effect became a self-fulfilling prophecy as the Serbian
regime pointed to those atrocities as proof of their original
charges.112
This war policy also destroyed the chances for Markovic's reforms
to succeed. Although Slovenia and Croatia along with Serbia had
been trying to block implementation of many aspects of his reform,
the JNA and Serbian guerrilla attacks ended support for a continued
Yugoslavia even among those who had advocated it, while Milosevic's
moves to take over the Federal presidency and marginalize the
federal government by September 1991 led Markovic to the conclusion
that he had no choice but to resign.113
By the summer the army was also draining the federal hard currency
reserves and taking up a vast proportion of the federal budget,
which had been carefully managed by Markovic.
The war also helped Milosevic in his domestic crisis. In April
1991 the democratic opposition had been at a high point, the ruling
party was facing a split, and commentators were predicting the
imminent fall of the SPS. But the SPS used charges of genocide
and the subsequent war in Croatia to suppress internal party dissent
and to marginalize the democratic opposition by drowning out concerns
about economic and political reform, and by charging those who
questioned the war with treason. The regime also used the war
to try to physically destroy the opposition: it sent first to
the front reservists from counties that had voted for opposition
parties. Opposition leaders and outspoken anti-war activists were
sent to the front, and any criticism was met with physical threats
and violence from neo-fascist gangs.114
The regime also targeted the Hungarian minority in Vojvodina (an
absolute majority in seven counties), which, although only three
percent of Serbia's population, represented seven to eight percent
of reservists at the front and 20 percent of casualties.115
By September the army was attacking Dubrovnik, and thousands of
reservists were wandering Bosnia-Hercegovina, terrorizing the
Slavic Muslim population.116
But at this same time there was growing discontent in Serbia about
the war.117
Thousands of young men hid or left the country to avoid being
drafted, and whole units of reservists deserted from the front.118 It was clear
that the SPS's hard-line allies in Moscow had failed in their
attempts to seize power.119
By November 1991, when the European Community threatened economic
sanctions against Serbia, and Croat forces began taking back territory,
Serbia accepted the principle of UN peacekeeping forces in the
areas it controlled in Croatia.
By this time, the opposition in Serbia was again gaining momentum,
drawing on the anti-war sentiment and continued economic decline.
Condemning the SPS's economic policy, the war in Croatia, and
even the conflictual policy in Kosovo, the opposition by February
was gathering hundreds of thousands of signatures calling for
Milosevic's resignation and the convening of a constitutional
assembly.120
Once again, the regime pulled back, finally allowed UN troops
to move into Krajina, put pressure on hard-liners in Knin, allowed
moderate Serbs to negotiate with Zagreb,121
set up meetings with the remaining four Yugoslav republics to
negotiate a future Yugoslavia and called for talks with Croatia.122
But at this same time, Serbia also stepped up the pressure on
Bosnia, instituting an economic blockade of the areas not controlled
by its SDP allies.123
This time the ethnic enemy was the allegedly fundamentalist Muslim
population of Bosnia, who were said to be seeking to impose an
Islamic state on the Serbs of the republic.124
Indeed, the same scenario was beginning in Bosnia: in December
the SDP declared it would form a republic,125
and in January 1992 the independent "Serbian Republic"
was declared in the 66 percent of Bosnian territory that the SDS
controlled there, the "Serbian Autonomous Regions" that
had been formed the year before. SDP leader Radovan Karadzic at
this time declared that Bosnia would never again be undivided.126 Objecting
to a referendum to be held in those parts of the republic not
under SDP control, Serbian guerrilla forces began armed attacks
on Croat and Muslim civilians in early March.127
Despite this, the referendum, seeking approval for Bosnia-Hercegovina's
independence, was approved by 63 percent of the republic's population,
including a large proportion of those Serbs who lived outside
of SDP control.128
Within the next two months Serbian guerrilla groups had carried
out massive atrocities, expelling and murdering non-Serbs, mostly
in areas already controlled by the SDS.129
In the Bosnian conflict, however, local Serbs were used in the
fighting rather than Serbs from Serbia. By September 1992 Belgrade's
Bosnian Serb allies had increased their territorial holdings by
less than ten percent, to about 70 percent. As in Krajina, almost
the entire non-Serbian population has been killed or driven out,
and Serbian dissenters have been silenced and repressed.130
The Serbian conservatives' strategy had a short-term goal of survival
in power and preserving the structure of economic and political
power in Serbia. In the long term, their strategy initially had
the goal of creating a centralized, authoritarian Yugoslavia where
the conservatives would crush all attempts at radical change and
enforce their own orthodoxy. But when in 1990 the bases of political
power shifted to the wider population, the conservatives were
forced to change this strategy. Having discredited themselves
in the eyes of the 61 percent of Yugoslavia's population that
is non-Serb, they resorted to destroying the old multiethnic Yugoslavia
and creating on its ruins a new enlarged Serbian state with a
large majority of Serbs in which they could use appeals to Serbian
nationalism as a means of defining political interests, thereby
preserving the existing power structure.131
The violence itself and the retaliatory violence against innocent
Serb civilians in Bosnia and Croatia has created a situation in
which grievances defined in ethnic terms are sure to continue
to play an important role in Serbian politics. Meanwhile, in the
conditions of international economic sanctions, the regime has
taken firmer control of the economy.
Conclusion:
Ethnic Conflict as a Political Strategy
Violent conflict described and justified in terms of ethnic solidarity
is not an automatic outgrowth of ethnic identity, or even of ethnic
mobilization. Violence on a scale large enough to affect international
security is the result of purposeful and strategic policies rather
than being driven by irrational masses. Indeed, in this case there
is much evidence that the "masses," especially in ethnically-mixed
regions, did not want war and that violence was imposed by forces
from outside.
If such conflict is driven by domestic concerns, one way outside
actors can try to prevent or moderate it is by making the external
costs of such conflict so high that the conflict itself would
endanger the domestic power structure. The most obvious way is
the use of military force. But to prevent such conflicts, the
threat of force must be made early, and it must be credible. In
the Yugoslav case the international community has been incapable
of fulfilling either condition.
Another way to try to modify or prevent this type of conflict
is to influence the situation from within, to strike at the root
cause of the conflictual behavior. Assuring minorities of their
rights may of course be important; but that alone does not address
the roots of the conflict in cases such as this one. Rather, the
target must be the real causes of conflictual policy. This too
must be done early, but it is much less costly than a military
solution. The international community can undertake policies such
as ensuring multiple sources of mass information and active and
early support for democratic forces. But in cases where domestic
structural changes are being fostered by international actors,
those actors must also be very attentive to the domestic political
context into which they are intervening, and in particular should
take into account the concerns of those who are most negatively
affected by domestic changes. An example is to ensure those elites
most affected by change of fall-back positions.
As for negotiations, if violence along ethnic lines is caused
by internal conflict, then talks over interests outside the domestic
arena will be without effect, since the goal of the conflict is
not in the international environment, vis-à-vis another
state, but rather at home. To be truly effective these internal
factors must also be brought into negotiations.
What are the implications of this approach for understanding the
link between nationalism and violent conflict in other parts of
the world? If domestic conflict drives external conflict, and
if the potential costs in the outside world are a key part of
the domestic calculus, then we would expect such types of external
conflict to be less likely in a truly threatening international
environment. If the risk of provoking high costs from outside
is too high, threatened elites have more motivation to seek a
compromise solution with challengers at home. On the other hand,
in conditions where the external threat to security is minimal,
threatened elites may be more tempted to use conflict in the external
arena as one part of their domestic political strategy. In effect,
the end of the Cold War may therefore have its primary effects
not in the international arena, but rather in domestic spheres
around the world.
What about absence of conflict? In the Russian case, Gorbachev's
evolutionary style of incremental reform, where he brought conservatives
step-by-step toward radical change, was one factor preventing
a feeling of sudden threat among conservatives. Since then economic
change has taken place gradually in Russia, and often the new
owners of privatized enterprises are the former managers and party
bureaucrats. Although this gives them a stake in the new system,
if these firms are unprofitable or poorly run, a rash of bankruptcies
may have a drastic effect. In addition, in the Soviet Union and
then in Russia, because reformists are in control of the central
government they also control the media, making it very difficult
for hard-liners to create images via television. Extreme Russian
nationalist Vladimir Zhirinovskii, who made a surprisingly strong
showing in Russia's 1994 elections and whose expansionist rhetoric
alarms many in Russia's 'near abroad,' is another example. His
success is due to the fact that his rhetoric serves the domestic
political purposes of threatened elites in the security forces
as well as forcibly pensioned party workers and others. It is
thus no coincidence that like Milosevic, Zhirinovskii and other
extreme nationalist Russians speak in terms of threats to Russians
outside of Russia; any conflict will thus most likely be outside
of the Russian Federation's borders.
Methodologically, this case shows the importance of recognizing
that political rhetoric is itself political behavior, and that
a conflict described in ethnic terms and taking place along ethnic
lines, while it may be about ethnic issues, may be caused by issues
not related to ethnicity. The ability of violence to create specific
political contexts means that those provoking violent conflict
may have as their goal something quite outside the direct objects
of conflict. It is thus important to realize that the rhetoric
of ethnic nationalist purists is exactly that: rhetoric. Within
every group the definition of group interest is contested, and
in fact that definition is the key to power.